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ACI 310-013: ACI Operations Certificate Challenging Certification Path
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Everyone who is into promoting the credibility and efficiency of global operation of the FX Industry is recommended to get this certification. The ACI 310-013: ACI Operations Certificate Challenging Exam is primarily intended for the following groups:
Central banks and regulators
Personnel from middle offices and operations
Officers of compliance and risk
Participants in the financial market from buy side, sell side and intermediary institutions
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In an approved Test Centre, all ACI examinations are delivered electronically in a regulated environment. The ACI Financial Markets Association is an examination body and third parties, such as training firms, business schools and authors, provide resources for exam preparation. Syllabus, sample questions and other resources can be found at the ACI's official website. Practice can be improved if ACI 3I0-013 practice exams are taken before applying for the exam. Refer to the links below to access them. Students are highly encouraged to access the ACI Accredited Trainers section from the links down below as they are very helpful when it comes to exam preparation.
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ACI 3I0-013 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Information Sharing (Principles 19–23) | 10% | - Communication standards - Confidentiality and market information |
| Topic 2: Introduction to the FX Global Code | 15% | - Statement of Commitment - Overview and purpose of the Global Code - Scope and application to market participants |
| Topic 3: Confirmation & Settlement (Principles 42–55) | 10% | - Reconciliation and dispute resolution - Settlement best practices - Confirmation and matching processes |
| Topic 4: Ethics (Principles 1–3) | 15% | - Highest ethical and professional standards - Conflict of interest identification and disclosure |
| Topic 5: Execution (Principles 8–18) | 20% | - Price discovery and transparency - Electronic trading practices - Roles: Agent vs Principal - Order management and handling |
| Topic 6: Risk Management & Compliance (Principles 24–41) | 15% | - Compliance and audit requirements - Risk frameworks and controls - Counterparty and operational risk |
| Topic 7: Governance (Principles 4–7) | 15% | - Reporting and investigation procedures - Remuneration and incentive structures - Oversight, supervision and culture |
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